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Banking & Finance Law - Documentation & Proceedings

> Conference documentation, webinars & Proceedings

Social Media in a Regulated Environment (WEBINAR)

This FINRA regulation based training will discuss how to create social media policies and implement for compliance and enforcement to avoid fines and disciplinary action for regulated companies. It will also discuss the FINRA Notice 10-06 (issued Jan 2010).

By : Compliance Online
Product Type : On Demand Webinar
How IFRS Will Change SOX Controls

This sox webinar will help you understand how to remain compliant with Sox while implementing IFRS processes.

By : Compliance Online
Product Type : On Demand Webinar
Audit et Contrôle Interne 2010

De la cartographie des risques au suivi des recommandations: les clés pour maîtriser l'efficacité de la chaîne de contrôle. L'ouvrage vous permettra de faire le point sur vos dispositifs d’audit et de contrôle interne. (Document en Copie Papier)

By : Development Institute International
Product Type : Seminar / Training
The 7th Annual European Financial Services Conference

Industry figures, regulators and policymakers gathered to soul search on the causes of the most serious financial crisis in modern times and about how to deal with it.

By : Forum Europe
Product Type : Business Conference